James Fagan

Overview:

James Fagan has been with NW Capital since 1997 and is responsible for the firm’s underwriting activities. As Managing Director, he brings decades of Wall Street experience and expertise in structuring and executing taxable and tax-exempt transactions.

Mr. Fagan serves as a Senior Banker/Financial Advisor for many of the Firm’s State and Authority clients. He is instrumental in coordinating the pricing of billions of dollars in taxable/tax-exempt debt, direct/private placement, derivatives, and structured transactions.

Prior to joining NW Capital, Mr. Fagan served with firms such as Thomson McKinnon Securities, Dean Witter Reynolds, Merrill Lynch, and  Moore, Schley & Cameron.

EDUCATION

Villanova University

• Bachelor’s degree

Seton Hall University

• Master of Business Administration

Wharton School at the University of PA

• Securities Institute Degree

FINRA LICENSES

7 (Full Registration/General Securities Representative)

24 (General Securities Principal),

27 (Financial and Operations Principal)

50 (Municipal Advisor Representative)

53 (Municipal Securities Principal,

63 (Uniform Securities Agent)

79 (Investment Banker)

99 (Operations Professional Examination)

SIE (Securities Industry Essentials Examination)