Howard Mackey

Overview:

Howard H. Mackey joined NW Financial in October 2016. Mr. Mackey manages the underwriting, sales and trading activities for NW Capital Markets, the firm’s broker-dealer affiliate.

Mr. Mackey is a seasoned professional, having begun his career in 1982 in institutional sales and managing municipal bond sales and trading. His background includes serving as a Partner at Pryor McClendon Counts & Co., and Vice-Chairman at Rice Financial Products Company.

Howard is responsible for the firm’s daily market updates and providing NW Professionals with current market information. He provides ongoing guidance and advice regarding the scheduling and structuring of bond and note issues to take advantage of changing market conditions.

During his career, Mr. Mackey has served as the book-running senior manager for over 270 issues totaling more than $10.4 billion. In addition to managing over 70 local issues within the State of New Jersey, he has senior managed transactions for such major issuers as the City of New York, the Dormitory Authority for the State of New York, Denver International Airport, Los Angeles Metropolitan Transportation Authority, Pennsylvania Intergovernmental Cooperation Authority, and the States of Connecticut and Ohio, . Additionally he has senior managed issues in Illinois, Texas, Georgia, Virginia, Maryland, North Carolina, Tennessee, Mississippi, and Washington D.C.

EDUCATION

Howard University

• B.S. in Business Finance

Columbia University Graduate School of Business in New York  

• MBA in Finance

FINRA LICENSES

7 (Full Registration/General Securities Representative)

24 (General Securities Principal),

27 (Financial and Operations Principal)

50 (Municipal Advisor Representative)

52 (Municipal Securities Representative)

53 (Municipal Securities Principal

55 (Equity Trader Qualification Examination)

57 (Securities Trader Representative)

63 (Uniform Securities Agent)

SIE (Securities Industry Essentials Examination)